2.6 KiB
2.6 KiB
BRN WMS (200-WMS-26-001-00) — ISO/IEC 29110 audit preparation
1. Questions auditors usually ask
Project Management (PM)
| Usual question | Where to point |
|---|---|
| What was agreed with the customer: scope, deliverables, acceptance criteria? | Statement of Work, Software Project Plan §3 |
| How did you plan: tasks, people, effort, schedule? | Work Schedule, Software Project Plan §5–8 |
| How did you track progress, and what did you do when something slipped? | Progress Status Records (15 periods), Minutes of Meeting |
| What risks did you identify, and were they reviewed? | Software Project Plan §9 (R1–R8); expect "show me a risk that changed during the project" |
| How were changes requested, assessed and approved? | Change Report |
| How were defects recorded and closed? | Correction Register ISS-001–028, each linked to a commit and a test case |
| How is the repository controlled and backed up? | Project Repository, Project Repository (Backup), Software Configuration (main, baseline 6c39700) |
| Did the customer formally accept the product? | Acceptance Report, Validation Results |
Software Implementation (SI)
| Usual question | Where to point |
|---|---|
| Were requirements reviewed and baselined before development? | Customer Requirements (CR01–CR14), SRS (SR01–SR09), requirements baseline 18 Feb 2569 |
| Pick one requirement and show its design, code, test and result | Traceability Record — most common test; rehearse 2–3 requirements end to end |
| Show the design and how it maps to the code | Software Design (units UN01–UN13 with file paths) |
| Who reviewed which documents, what was found, and how was it fixed? | Verification Results V0.1–V1.0 (4 rounds) |
| Show the test cases and test results, including a failure and its retest | Test Case and Test Procedures (45), Test Report, Correction Register |
| What exactly was delivered, and can you rebuild it? | Software, Software Components, Product Operation Guide |
| Are user, operation and maintenance documents available? | Software User Document, Product Operation Guide, Maintenance Document |
Weak points likely to be probed
| Point | How to prepare |
|---|---|
| No change requests in 8 months | Explain why the evaluated items did not meet the change criteria |
| All 45 test cases passed in one run | Point to the Correction Register: defects were found and fixed during development |
| Risks never re-rated | Be ready to show where risks were reviewed in Progress Status Records |
| Interviews must match the documents | Developer and QA rehearse: how a defect is logged; how TC-UN08.002 was run |